0001213900-18-005657.txt : 20180508 0001213900-18-005657.hdr.sgml : 20180508 20180508122543 ACCESSION NUMBER: 0001213900-18-005657 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEUROONE MEDICAL TECHNOLOGIES Corp CENTRAL INDEX KEY: 0001500198 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 270863354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87476 FILM NUMBER: 18813645 BUSINESS ADDRESS: STREET 1: 10006 LIATRIS LANE CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 BUSINESS PHONE: (952) 237-7412 MAIL ADDRESS: STREET 1: 10006 LIATRIS LANE CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 FORMER COMPANY: FORMER CONFORMED NAME: Original Source Entertainment, Inc. DATE OF NAME CHANGE: 20100830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lifestyle Healthcare LLC CENTRAL INDEX KEY: 0001710957 IRS NUMBER: 462532082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 404 E 79TH STREET STREET 2: #28G CITY: NEW YORK STATE: NY ZIP: 10075 BUSINESS PHONE: 646-232-8947 MAIL ADDRESS: STREET 1: 404 E 79TH STREET STREET 2: #28G CITY: NEW YORK STATE: NY ZIP: 10075 SC 13D/A 1 sc13d0518a2lifestyle_neuro.htm AMENDMENT NO. 2 TO SCHEDULE 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

NEUROONE MEDICAL TECHNOLOGIES CORPORATION

 

(Name of Issuer)

 

Common Stock, par value $0.001 per Share

 

(Title of Class of Securities)

 

64130M 100

 

(CUSIP Number)

 

Nickolay Kukekov

c/o Lifestyle Healthcare LLC

4524 Westway Avenue

Dallas, TX 75205

(646) 232-8947

 

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

 

March 2, 2018

 

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 59503A 105

1.

Names of Reporting Person:

 

Lifestyle Healthcare LLC

 
2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) o

 

 
3.

SEC Use Only

 

 

 
4.

Source of Funds (See Instructions):

 

PF

 
5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

 

o
6.

Citizenship or Place of Organization:

 

U.S.

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

7.

Sole Voting Power:

 

643,236

8.

 

Shared Voting Power:

 

None

9.

 

Sole Dispositive Power:

 

643,236

10.

 

Shared Dispositive Power:

 

None

11.

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

643,236

 
12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

o
13.

Percent of Class Represented by Amount in Row (11):

 

8.18%

 
14.

Type of Reporting Person (See Instructions):

 

OO

 

 

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Item 1. Security and Issuer

 

This Amendment No. 2 on Schedule 13D (this “Amendment”) relates to the issued and outstanding shares of common stock, par value $0.001 per share (the “Company Common Stock”), of NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”). The principal executive offices of the Company are located at 10006 Liatris Lane, Eden Prairie, MN 55347.

 

Item 2. Identity and Background

 

This Amendment is filed pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, as amended, by Lifestyle Healthcare LLC (“Lifestyle”). Lifestyle is a Delaware limited liability company, with an address of 4524 Westway Avenue, Dallas, TX 75205.

 

Lifestyle has not, during the past five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction where as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws.

 

Lifestyle is Delaware limited liability company.

 

Item 3. Source and Amount of Funds or Other Consideration

 

On September 25, 2017, Lifestyle acquired an aggregate of 27,525 shares of the Company’s Common Stock in open market transactions, and on March 2, 2018, Lifestyle acquired an aggregate of 104,545 shares of the Company’s Common Stock from a founder of the Company, for the aggregate purchase price of $142,525 (the “Stock Purchase”).

 

Item 4. Purpose of Transaction

 

Following the Stock Purchase, Lifestyle’s beneficial ownership in the Company was 8.18%.

 

Lifestyle acquired beneficial ownership of the securities of the Company for investment purposes only and with no view to their resale or other distribution of any kind and with no current plans or proposals with respect to the Company or any securities of the Company which relate to or would result in:

 

(a) The acquisition by any person of additional securities of the Company, or the disposition of securities of the Company;

 

(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries;

 

(c) A sale or transfer of a material amount of assets of the Company or any of its subsidiaries;

 

(d) Any change in the present board of directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

 

(e) Any material change in the present capitalization or dividend policy of the Company;

 

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(f) Any other material change in the Company’s business or corporate structure including but not limited to, if the Company is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;

 

(g) Changes in the Company’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person;

 

(h) Causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

 

(i) A class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

 

(j) Any action similar to any of those enumerated above.

 

Reference is made to Item 3 herein and hereby is incorporated by reference.

 

Item 5. Interest in Securities of the Issuer

 

(a) The information relating to the beneficial ownership by Lifestyle set forth in Rows 7 through 13 of the cover page hereto is incorporated herein by reference. The percentage set forth in Row 13 of the cover page filed herewith was calculated based on 7,864,994 shares of Common Stock outstanding as of March 5, 2018.

 

(b) Lifestyle has sole voting and dispositive power with respect to the shares of common stock owned by it.

 

(c) Except as described herein, the Reporting Person has not effected any transaction in Company Common Stock in the past 60 days.

 

(d) and (e) Not applicable

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Reference is made to Items 3 and 4 herein and hereby is incorporated by reference.

 

Item 7. Material to be Filed as Exhibits

 

None.

 

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SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this Amendment is true, complete and correct.

 

Date: March 12, 2018

 

 

Lifestyle Healthcare LLC

     
  By: /s/ Nickolay Kukekov
  Name:  Nickolay Kukekov
  Title: Account Manager

 

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